1. Introduction
The K-Way Merge pattern is a common coding technique used to merge K sorted arrays or lists into a single sorted array efficiently.
Problem Statement:
Given K sorted arrays, merge them into one sorted array.
This pattern is widely used in:
- External sorting (large datasets not fitting into memory)
- Merge operations in divide and conquer algorithms
- Priority queues and streaming data
- Problems like merging K sorted linked lists or arrays
Example:
Input: [[1,4,7], [2,5,8], [3,6,9]] Output: [1,2,3,4,5,6,7,8,9]
2. When to Use K-Way Merge Pattern
Use this pattern when:
- You have multiple sorted arrays or lists.
- You want to merge them into a single sorted array efficiently.
- You are working with streaming or external data that is already partially sorted.
- Sorting everything together is inefficient due to time or memory constraints.
Problem Indicators:
- “Merge K sorted arrays/lists”
- “Merge K sorted linked lists”
- “Find the Kth smallest/largest element among sorted arrays”
- “External sorting of large files”
3. Core Idea
The main idea is to use a min-heap (priority queue) to always pick the smallest (or largest) element among the K arrays.
Steps:
- Initialize a min-heap that stores elements along with information about which array they came from and their index.
- Insert the first element of each array into the heap.
- While the heap is not empty:
- Extract the smallest element from the heap.
- Add it to the merged output.
- Insert the next element from the same array into the heap (if it exists).
This ensures the merged array remains sorted.
4. Java Implementation – Merge K Sorted Arrays
import java.util.*; class Element { int value; int arrayIndex; int elementIndex; public Element(int value, int arrayIndex, int elementIndex) { this.value = value; this.arrayIndex = arrayIndex; this.elementIndex = elementIndex; } } public class KWayMerge { public static List<Integer> mergeKSortedArrays(List<List<Integer>> arrays) { List<Integer> result = new ArrayList<>(); PriorityQueue<Element> minHeap = new PriorityQueue<>( Comparator.comparingInt(e -> e.value) ); // Step 1: Insert first element of each array into min-heap for (int i = 0; i < arrays.size(); i++) { if (!arrays.get(i).isEmpty()) { minHeap.offer(new Element(arrays.get(i).get(0), i, 0)); } } // Step 2: Extract min and insert next element from same array while (!minHeap.isEmpty()) { Element current = minHeap.poll(); result.add(current.value); int nextIndex = current.elementIndex + 1; if (nextIndex < arrays.get(current.arrayIndex).size()) { minHeap.offer(new Element( arrays.get(current.arrayIndex).get(nextIndex), current.arrayIndex, nextIndex )); } } return result; } public static void main(String[] args) { List<List<Integer>> arrays = Arrays.asList( Arrays.asList(1,4,7), Arrays.asList(2,5,8), Arrays.asList(3,6,9) ); System.out.println(mergeKSortedArrays(arrays)); } }
Output: [1, 2, 3, 4, 5, 6, 7, 8, 9]
Explanation:
- Min-heap always gives the current smallest element among K arrays.
- Time Complexity: O(N log K), where N = total elements, K = number of arrays
- Space Complexity: O(K) for the heap
5. Merge K Sorted Linked Lists
This is a variant of the same pattern.
Steps:
- Use a min-heap of size K to store the head nodes of all lists.
- Extract the smallest node from heap and attach to result list.
- Push the next node of the extracted node into the heap.
- Repeat until heap is empty.
Time Complexity: O(N log K), Space Complexity: O(K)
6. Divide & Conquer Approach
Another approach to merge K sorted arrays:
- Pair arrays and merge them recursively:
- Merge arrays[0] & arrays[1] → array A
- Merge arrays[2] & arrays[3] → array B
- Merge A & B → result
- Repeat until only one array remains
Time Complexity: O(N log K)
- Similar to heap approach but uses recursive merging
7. Top K Problems Using K-Way Merge
The K-Way Merge pattern can also be adapted for Top K elements problems, for example:
- Find K smallest numbers across K sorted arrays
- Find K largest numbers in streaming data
- Use min-heap of size K while merging instead of full merge
8. Tips and Observations
- Always store array index and element index in heap for tracking.
- Use min-heap for ascending merge, max-heap for descending.
- Divide & Conquer approach is preferred for memory-sensitive environments.
- Use this pattern for merging large external datasets that cannot fit into memory.
- Can be extended to streams where each array/list is an infinite or very large stream.
9. Common Edge Cases
- Some arrays may be empty → skip them
- Arrays with duplicate values → works naturally
- K = 0 → return empty list
- Unequal length arrays → works naturally
10. Key Takeaways
- The K-Way Merge pattern efficiently merges K sorted arrays or lists using a min-heap.
- Core idea: always extract the smallest element and insert the next element from the same array.
- Time Complexity: O(N log K), where N is total elements, K is number of arrays.
- Space Complexity: O(K) for heap storage.
- Variants:
- Merge K sorted linked lists
- Find Top K elements across K arrays
- Streaming Top K elements